TechValidate Research on Orion Advisor Tech

148 TechFacts – Page 1 of 5


Orion Compliance Customer Satisfaction Rating

A Chief Compliance Officer at a medium enterprise financial services company would be likely to recommend Orion Compliance for this reason:

The system is easy to use once set up and the support staff has been very helpful.

Orion Compliance Customer Satisfaction Rating

A Director of Investments at a Global 500 banking company would be likely to recommend Orion Compliance for this reason:

The tool has been useful and we generally get fast responses when we have questions.

Orion Compliance Customer Satisfaction Rating

A Partner at a small business financial services company would be very likely to recommend Orion Compliance for this reason:

It’s a great solution for those already using the Orion ecosystem.

Orion Compliance Customer Satisfaction Rating

A Founder/Owner at a small business financial services company would be very likely to recommend Orion Compliance for this reason:

Consolidates compliance functions within one platform.

Orion Compliance Customer Satisfaction Rating

A Chief Compliance Officer at a small business financial services company would be very likely to recommend Orion Compliance for this reason:

It’s a great system – affordable and the folks at Orion understand the investment industry.

Orion Compliance Customer Statistic

86% of surveyed firms who were examined by a regulatory body in the past 3 years said Orion Compliance helped them save time during the regulatory exam.

86%

Orion Compliance Customer Statistic

87% of surveyed Chief Compliance Officers said Orion Compliance helped them save time during a regulatory examination.

87%

Orion Compliance Customer Statistic

85% of surveyed firms with 100+ Orion Compliance licenses agree that the Compliance Workflow Automation of Orion Compliance has been impactful for their firm.

85%

Orion Compliance Customer Statistic

89% of surveyed firms with 25 or fewer Orion Compliance licenses agree regulatory exam prep is a valuable feature of Orion Compliance.

89%

Orion Compliance Customer Statistic

93% of surveyed firms with 25 or fewer Orion Compliance licenses agree collecting attestations is a valuable feature of Orion Compliance.

93%

Orion Compliance Customer Statistic

88% of surveyed firms with 25 or fewer Orion Compliance licenses agree documenting the testing of firm controls is a valuable feature of Orion Compliance.

88%

Orion Compliance Customer Statistic

89% of surveyed firms with 25 or fewer Orion Compliance licenses agree regulatory exam prep is a valuable feature of Orion Compliance.

89%

Orion Compliance Customer Statistic

100% of surveyed firms with 51+ Orion Compliance licenses agree regulatory exam prep is a valuable feature of Orion Compliance.

100%

Orion Compliance Customer Statistic

100% of surveyed firms with 51+ Orion Compliance licenses agree collecting attestations is a valuable feature of Orion Compliance.

100%

Orion Compliance Customer Statistic

100% of surveyed firms with 51+ Orion Compliance licenses agree monitoring employee trading is a valuable feature of Orion Compliance.

100%

Orion Compliance Customer Statistic

90% of surveyed Chief Compliance Officers agree monitoring employee trading is a valuable feature of Orion Compliance.

90%

Orion Compliance Customer Statistic

89% of surveyed RIAs agree for regulatory exam prep is a valuable feature of Orion Compliance.

89%

Orion Compliance Customer Statistic

94% of surveyed RIA’s agree collecting attestations is a valuable feature of Orion Compliance.

94%

Orion Compliance Customer Statistic

89% of surveyed RIA’s agree monitoring employee trading is a valuable feature of Orion Compliance.

89%

Orion Compliance Customer Testimonial

I chose Orion Compliance because having it integrated into the platform I already use is valuable.

Founder/Owner, Small Business Financial Services Company

Orion Compliance Customer Statistic

56% of surveyed RIA’s considered RIA in a Box before selecting Orion Compliance.

56%

Orion Compliance Customer Testimonial

I chose Orion Compliance for the ability to have automated personal trading attestations.

Dipen Mehta, Chief Compliance Officer/Chief Operating Officer, Invst LLC

Orion Compliance Customer Testimonial

I chose Orion Compliance for more flexibility fielding questions and documenting responses.

Chief Operations Officer, Small Business Financial Services Company

Orion Compliance Customer Testimonial

I chose Orion Compliance for its comprehensiveness and my belief that Orion is going to continue to make it better and more intuitive to use. I like the idea of having our entire compliance functionality at Orion instead of another provider.

Chief Compliance Officer, Small Business Financial Services Company

Orion Compliance Customer Statistic

95% of surveyed firms agree collecting attestations is a valuable feature of Orion Compliance.

95%

Orion Compliance Customer Statistic

93% of surveyed firms agree monitoring employee trading is a valuable feature of Orion Compliance.

93%

Orion Compliance Customer Statistic

82% of surveyed firms agree documenting the testing of firm controls is a valuable feature of Orion Compliance.

82%

Orion Compliance Customer Statistic

74% of surveyed firms agree monitoring gifts and entertainment is a valuable feature of Orion Compliance.

74%

Orion Compliance Customer Statistic

70% of surveyed RIA’s said Orion Compliance has saved them 5-10 hours in the last month.

70%

Orion Compliance Customer Statistic

40% of surveyed firms said Orion Compliance has saved them 10-25 hours in the last month.

40%



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