Orion Advisor Tech TechFacts : Page 2

Orion Compliance Customer Statistic

74% of surveyed firms said Orion Compliance has saved them 5-10 hours in the last month.

74%

Orion Compliance Customer Statistic

68% of surveyed firms agree that the compliance workflow automation has been impactful for their firm.

68%

Orion Compliance Customer Statistic

67% of surveyed firms agree that the exam preparation provided by Orion Compliance has been impactful for their firm.

67%

Orion Compliance Customer Statistic

67% of surveyed firms agree that the time savings of using Orion Compliance has been impactful to their firm.

67%

Orion Compliance Customer Statistic

71% of surveyed broker dealers or hybrid firms considered ComplySci before selecting Orion Compliance.

71%

Orion Compliance Customer Statistic

64% of surveyed Chief Compliance Officers considered ComplySci before selecting Orion Compliance.

64%

Orion Compliance Customer Statistic

90% of surveyed firms agree monitoring gifts and entertainment is a highly valuable feature of Orion Compliance.

90%

Orion Compliance Customer Statistic

90% of surveyed firms agree Preparing for Regulatory Exam is a valuable feature of Orion Compliance.

90%

Orion Compliance Customer Statistic

50% of surveyed firms have said Orion Compliance has saved them 10-25 hours in the last month.

50%

Orion Compliance Customer Satisfaction Rating

Kyle Labeaune, an Operations Manager at Burnham Gibson Wealth Advisors, would be very likely to recommend Orion Compliance for this reason:

Orion Compliance Customer Statistic

67% of surveyed users said Orion Compliance helped them save time during Regulatory Examinations.

67%

Orion Compliance Customer Statistic

81% of surveyed users said Orion Compliance helped them easily locate required information during Regulatory Examinations.

81%

Orion Compliance Customer Statistic

59% of surveyed Orion Compliance users said Orion Compliance has saved them 10-25 hours in the last month.

59%

Orion Compliance Customer Statistic

91% of surveyed Orion Compliance users agree Monitoring Gifts and Entertainment is Valuable.

91%

Orion Compliance Customer Testimonial

We chose Orion Compliance for its ease of use for our employees and the trading portal with automated data feeds.

— Chief Compliance Officer, Small Business Financial Services Company

Orion Compliance Customer Testimonial

Orion Compliance is integrated with Orion and we wanted to simplify and streamline our processes.

— Chief Compliance Officer, Small Business Financial Services Company

Orion Compliance Customer Testimonial

We chose Orion Compliance because we use other Orion products and it is nice to have everything in one place.

— Chief Compliance Officer, Small Business Financial Services Company

Orion Compliance Customer Testimonial

We needed a solution to help automate personal trading compliance. Orion Compliance was a reasonably priced solution.

— Portfolio Manager, Small Business Financial Services Company

Orion Compliance Customer Testimonial

Orion Compliance fit our needs and it integrated well with our existing relationship with Orion. We plan to roll this out to other firms and are comfortable with how Orion works.

— Kyle Labeaune, Operations Manager, Burnham Gibson Wealth Advisors

Orion Compliance Customer Testimonial

Orion Compliance is a comprehensive system that stores all our firm’s information.

— Jackie Mandel, Chief Compliance Officer, Matrix Asset Advisors Inc

Orion Compliance Customer Testimonial

We already use Orion, so the Orion Compliance integration and pricing made it a no brainer.

— Partner, Small Business Financial Services Company

Orion Compliance Customer Testimonial

Orion Compliance came highly recommended and had a lot of name recognition.

— Operations Manager, Small Business Financial Services Company

Orion Compliance Customer Statistic

55% of surveyed firms considered RIA in a Box before selecting Orion Compliance.

55%

Orion Compliance Customer Statistic

57% of surveyed firms considered ComplySci before selecting Orion Compliance.

57%

Orion Compliance Customer Testimonial

Orion Compliance is a great combination of the compliance tools we were looking for, with the ability to directly connect accounts to custodians for trade monitoring, and the price was in line with its competitors.

— Chief Compliance Officer, Small Business Financial Services Company

Orion Advisor Tech Customer Testimonial

Orion is crucial for our compliance and trading operations. We are starting to rely on Orion more heavily for billing and reporting.

— Operations Manager, Medium Enterprise Financial Services Company

Orion Advisor Tech Customer Statistic

47% of surveyed Advisors said Orion provides a better client experience for clients because of its reporting functionality and Client Portal.

47%

Orion Advisor Tech Customer Testimonial

Orion makes complex data simple!

— Savannah Smith, Senior Business Systems Specialist, Ameritas Investment Company

Orion Advisor Tech Customer Statistic

Most advisors considered Black Diamond before choosing Orion.

72%

Orion Advisor Tech Customer Statistic

Most surveyed firms also considered Envestnet Tamarac before choosing Orion.

TechValidate Research on Orion Advisor Tech

148 TechFacts – Page 2 of 5